Campus Compliance Directory

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1 Americans with Disabilities Act (ADA)

http://www.vcadmin.ucsb.edu/ada/welcome-accessibility-resources

Garry Mac Pherson, Vice Chancellor Administrative Services
ADA Compliance Officer
Office of the Vice Chancellor Administrative Services
gmacpherson@ucsb.edu
805.893.3132

Jennifer Lofthus
Deputy ADA Compliance Officer
Office of the Vice Chancellor Administrative Services
jennifer.lofthus@vcadmin.ucsb.edu
805.893.7025

2 Athletics and NCAA Compliance

http://www.ucsbgauchos.com

John McCutcheon, Director of Athletics
Intercollegiate Athletics
jmccutch@athletics.ucsb.edu
805.893.8320

Kelly Barsky, Deputy Athletic Director - Internal Affairs/ Senior Woman Administrator
Intercollegiate Athletics
kelly.barsky@athletics.ucsb.edu
805.893.2247

Sean Strauch, Assistant Athletics Director, Compliance
Intercollegiate Athletics
sean.strauch@athletics.ucsb.edu
805.893.8219

3 Audit and Advisory Services

http://www.audit.ucsb.edu/

Jessie Masek, Acting Director of Audit and Advisory Services

Audit and Advisory Services
jessie.masek@ucsb.edu
805.893.3938

4 California Public Records Act Request (Freedom of Information Requests)

http://www.policy.ucsb.edu/information-stewardship/information-practices...

Ron Betancourt, Public Records Analyst
Environmental Health and Safety
ron.betancourt@ucsb.edu
805.893.5837

Mari Tyrrell-Simpson, Public Records Coordinator
Environmental Health and Safety
pra@ehs.ucsb.edu
805.893.4169

5 Clery Act

http://www.police.ucsb.edu/clery-act

Jessica Fougere, Campus Clery Act Coordinator
UCSB Police Department
jfougere@ucsb.edu
805.893.2324

6 Compliance

http://www.compliance.ucsb.edu

Garry Mac Pherson, Vice Chancellor for Administrative Services
Chief Compliance Officer
gmacpherson@ucsb.edu
805.893.3132

7 Conduct of Academic Personnel

Non-Senate Faculty:
https://ap.ucsb.edu/policies.and.procedures/
Cindy Doherty, Director
Academic Personnel
cindy.doherty@ucsb.edu
805.893.8332

Senate Faculty:
https://senate.ucsb.edu/conflict.resolution/
Deborah Blake, Executive Director
Academic Senate
deborah.blake@senate.ucsb.edu
805.893.3179

8 Conflict of Interest

8.a Research

https://www.research.ucsb.edu/coi/conflict-interest-research

Barry Rowan, Research Integrity Director
Office of Research
rowan@research.ucsb.edu
805.893.5292

Erin Hakim, Conflict of Interest Administrator
Office of Research
hakim@research.ucsb.edu
805.893.3787

8.b Procurement

http://www.bfs.ucsb.edu/procurement/conflicts-interest

Jacob Godfrey, Associate Director & Chief Procurement Officer
Business and Financial Services
jacob.godfrey@bfs.ucsb.edu
805.893.3001

8.c Form 700 - Statement of Economic Interests

http://www.ucop.edu/general-counsel/legal-resources/conflict-of-interest...

Jennifer Lofthus
Policy Coordinator
Office of the Vice Chancellor Administrative Services
jennifer.lofthus@vcadmin.ucsb.edu
805.893.7025

9 Education Abroad Program

https://eap.ucsb.edu/

Professor Juan E. Campo, Campus Director
Education Abroad Program - UCSB Campus Office
jcampo@religion.ucsb.edu
805.893.3945

10 Electronic Communications Policy (ECP)

http://web.physics.ucsb.edu/~pcs/policies/ECP.pdf

Jennifer Lofthus
Policy Coordinator
Office of the Vice Chancellor Administrative Services
jennifer.lofthus@vcadmin.ucsb.edu
805.893.7025

11 Environmental Health and Safety

http://www.ehs.ucsb.edu/

John Sterritt, Director of Environmental Health & Safety, Risk, and Emergency Services
Environmental Health and Safety
john.sterritt@ucsb.edu
805.893.2040

  • Biological Safety
  • Hazard & Exposure Assessments
  • Dive & Boat Safety
  • Hazardous Waste
  • Emergency Planning
  • Industrial Hygiene
  • Environmental Compliance
  • Injury & Illness Prevention
  • Environmental Health
  • Lab Safety & Chemical Hygiene
  • Ergonomics
  • Personal Protective Equipment (PPE)
  • Field Safety
  • Radiation Safety
  • Fire Prevention
  • Risk Management
  • General Safety
  • Workers' Compensation
12 Equal Opportunity & Sexual Harassment/Title IX Compliance

Equal Opportunity/Affirmative Action/Non-Discrimination
https://oeosh.ucsb.edu/eodp/
Ricardo Alcaino, Director
Equal Opportunity and Discrimination Prevention Office
ricardo.alcaino@ucsb.edu
805.893.4504

Title IX/Sexual Harassment/Sexual Violence
https://oeosh.ucsb.edu/titleix/
Ariana Alvarez, Director & Title IX Officer
Title IX & Sexual Harassment Policy Compliance Office
ariana.alvarez@ucsb.edu
805.893.2546

13 Ethics

http://www.compliance.ucsb.edu

Garry Mac Pherson, Vice Chancellor for Administrative Services
Chief Compliance Officer
gmacpherson@ucsb.edu
805.893.3132

14 Export Controls

https://www.research.ucsb.edu/index.php/export-control/about

Brian McCurdy
Export Control Officer
Office of Research - Research Integrity
mccurdy@research.ucsb.edu
805.893.3787

15 Extramural Funds

http://www.bfs.ucsb.edu/extramural-funds/

Jim Corkill, Controller and Director
Business and Financial Services
jim.corkill@bfs.ucsb.edu
805.893.5882

16 Facilities Management (Building Codes)

http://www.facilities.ucsb.edu/

David McHale, Director of Physical Facilities
Facilities Management
david.mchale@pf.ucsb.edu
805.893.4610

Alissa Hummer, Director of Office of Campus Planning and Design
Facilities Management
alissa.hummer@planning.ucsb.edu
805.893.4091

17 Fair Labor Standards Act

http://www.hr.ucsb.edu/compensation/compensation/hours-workovertime-guid...
Compensation, Human Resources
For contacts: http://www.hr.ucsb.edu/compensation/contacts

18 Family and Medical Leave Act

http://www.hr.ucsb.edu/disability/family-medical-leave
Disability Services, Human Resources
For contacts: http://www.hr.ucsb.edu/disability/contacts

19 Family Educational Rights and Privacy Act (FERPA)

https://registrar.sa.ucsb.edu/Student-Records/student-records-privacy/in...

Leesa Beck, University Registrar
Office of the Registrar
leesa.beck@sa.ucsb.edu
805.893.4165

20 Financial Compliance

http://www.bfs.ucsb.edu/

Jim Corkill, Controller and Director
Business and Financial Services
jim.corkill@bfs.ucsb.edu
805.893.5882

21 Gifts (UCSB Foundation & UC Regents)

https://giving.ucsb.edu/

Eric Sonquist, Director of Finance & Administration
Institutional Advancement
eric.sonquist@ucsb.edu
805.893.8585

22 HIPAA (Health Insurance Portability and Accountability Act)

https://apps.sa.ucsb.edu/hipaa/index.asp?page=home

Doug Drury, UCSB HIPAA Privacy Officer
Director, Business Relationship Management
Enterprise Technology Services
doug.drury@ucsb.edu
805.893.5036

Sam Horowitz, UCSB HIPAA Security Officer
Chief Information Security Officer
Enterprise Technology Services
samh@ucsb.edu
805.893.5005

23 Housing

http://www.housing.ucsb.edu/

Willie Brown, Associate Vice Chancellor, Housing, Dining & Auxiliary Enterprises
Office of the Vice Chancellor Administrative Services
wbrown@housing.ucsb.edu
805.893.4155

24 Human Resources

http://www.hr.ucsb.edu/

Cynthia Seneriz, Director, Human Resources
Human Resources
cynthia.seneriz@hr.ucsb.edu
805.893.8137

25 Immigration

http://oiss.sa.ucsb.edu/

Simran Singh, Director
Office of International Students & Scholars
singh-s@sa.ucsb.edu
805.893.8377

26 Information Security and Privacy

https://www.security.ucsb.edu/

Sam Horowitz, Chief Information Security Officer
Enterprise Technology Services
samh@ucsb.edu
805.893.5005

Jennifer Lofthus
Campus Privacy Official
Office of the Vice Chancellor Administrative Services
jennifer.lofthus@vcadmin.ucsb.edu
805.893.7025

27 Intellectual Property Policy

https://tia.ucsb.edu/

Sherylle Mills Englander, Director
Office of Technology and Industry Alliances
englander@tia.ucsb.edu
805.893.5180

28 Mental Health

http://caps.sa.ucsb.edu/

Jeanne Stanford, Ph.D., Director
Counseling and Psychological Services (CAPS)
jeanne.stanford@sa.ucsb.edu
805.893.4411

29 Minors

Child Abuse and Neglect Reporting Act (CANRA)
http://www.hr.ucsb.edu/employment/background-checks/mandated-reporter
Employment, Human Resources
For contacts: http://www.hr.ucsb.edu/contacts

30 Police – Security

https://www.police.ucsb.edu/

Dustin Olson, Chief of Police
UCSB Police Department
dustin.olson@police.ucsb.edu
805.893.4151

 

31 Policies and Procedures

http://www.policy.ucsb.edu/

Jennifer Lofthus
Policy Coordinator
Office of the Vice Chancellor Administrative Services
jennifer.lofthus@vcadmin.ucsb.edu
805.893.7025

32 Purchasing/Procurement

http://www.bfs.ucsb.edu/procurement/news

Jacob Godfrey, Associate Director & Chief Procurement Officer
Business and Financial Services
jacob.godfrey@bfs.ucsb.edu
805.893.3001

33 Records Management and Retention (Electronic and Paper Records)

http://www.policy.ucsb.edu/information-stewardship/records-management
http://recordsretention.ucop.edu/

Jennifer Lofthus
Policy Coordinator
Office of the Vice Chancellor Administrative Services
jennifer.lofthus@vcadmin.ucsb.edu
805.893.7025

34 Registrar

https://registrar.sa.ucsb.edu/

Anthony Schmid
Associate Registrar, Systems Operations and Development
anthony.schmid@sa.ucsb.edu
805.893.3159

35 Research Integrity

https://www.research.ucsb.edu/research-integrity/overview

Barry Rowan
Research Integrity Director
rowan@research.ucsb.edu
805.893.5292

  • Animal Subjects (Including IACUC)
  • Conflict of Interest
  • Export Controls
  • Human Subjects (Including IRB)
  • Research Misconduct
  • Responsible Conduct of Research
  • Stem Cell Research
36 Risk Management & Insurance

https://www.ehs.ucsb.edu/riskmanagement

Katharine Hullinger
Risk Manager
katharinehullinger@ucsb.edu
805.893.4169

37 Sexual Harassment & Sexual Violence

https://oeosh.ucsb.edu/titleix/sexual.harassment.and.sexual.violence/

Ariana Alvarez, Director & Title IX Officer
Title IX & Sexual Harassment Policy Compliance Office
ariana.alvarez@ucsb.edu
805.893.2546

38 Student Grievances

http://www.sa.ucsb.edu/policies/student-grievance-procedure

Office of the Vice Chancellor Student Affairs
805.893.3651

39 Student Records Privacy

https://registrar.sa.ucsb.edu/Student-Records/student-records-privacy/in...

Leesa Beck, University Registrar
Office of the Registrar
leesa.beck@sa.ucsb.edu
805.893.4165

40 Subpoenas/Court Orders/Service of Summons and Complaints

http://www.policy.ucsb.edu/information-stewardship/information-practices...

Valerie Davis
Subpoena/Claims Assistant
valerie.davis@ucsb.edu
805.893.4440

41 Trademarks and Licensing

http://www.policy.ucsb.edu/policies/ucsb-name-logo

Jennifer Lofthus
Policy Coordinator
Office of the Vice Chancellor Administrative Services
jennifer.lofthus@vcadmin.ucsb.edu
805.893.7025

42 Underage Drinking

https://alcohol.sa.ucsb.edu/

Jackie Kurta, Director, Alcohol and Drug Program
Student Health
jackie.kurta@sa.ucsb.edu
(805) 893-2263

43 Violence or Threats of Violence

http://www.police.ucsb.edu/

Dustin Olson, Chief of Police
UCSB Police Department
dustin.olson@police.ucsb.edu
805.893.4151

44 Whistleblower

http://www.vcadmin.ucsb.edu/whistleblower

Garry Mac Pherson, Locally Designated Official
Vice Chancellor Administrative Services
Office of the Vice Chancellor Administrative Services
gmacpherson@ucsb.edu
805.893.3132